ICOM - Compliance Associate (Mumbai)

Company Description

Company Overview

Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24/7 coverage through our team of 1,300+ employees located across nine offices.

Job Description

Position Overview

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international offices. 

Skills

• Organised with excellent attention to detail. 
• Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices. 
• Excellent oral and written communication skills.
• Ability to identify risks and apply strategies or seek guidance to minimise them.
• Ability to prioritise competing goals and interests and manage time effectively.

Responsibilities

• Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.

• Answering internal queries on compliance decisions.

• Escalating non-compliant or complex questions from the business or requests as and when required. 

• Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client-specific processes. 

• Undertaking ad hoc project work as directed by management.

Working hours:

Please note there are four roles available and three working patterns which predominantly support the UK and US offices. Please indicate your preference for one (or multiple) working patterns when submitting your application.

• Option 1 (two vacancies): Monday through Friday - 9:30 pm to 6:30 am IST || Week-off on Saturday and Sunday

• Option 2 (one vacancy): Saturday through Wednesday - 2:30 pm to 11:30 pm IST || Week-off on Thursday and Friday

• Option 3 (one vacancy): Saturday and Sunday - 11 am to 8 pm IST; Monday through Wednesday - 2:30 pm to 11:30 pm IST || Week-off on Thursday and Friday

This role will be fully remote with the option to work 9:00 am to 6:00 pm from our Mumbai office once a month and as and when required for office gatherings and events so the candidate should ideally be located within travelling distance. Any shifts which require the candidate to work late night hours will be based from home.

Qualifications

• Degree level qualification (or equivalent)
• Previous legal or compliance experience is preferred 
• Fluency in both written and spoken English is essential

Additional Information

How will you be rewarded? 

• Competitive Compensation: Enjoy a competitive salary reflective of your skills and experience.
• Time Off: Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure.
• Learning & Development: Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications.
• Health & Well-being: Access private medical insurance, maternity benefits, and engage in various events promoting mental health.
• Life Cover: Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC.
• Flexibility: Embrace our work-from-anywhere policy, hybrid work options, and enjoy "Winter Fridays."
• Fun at Work: Unwind in our breakout area with games like foosball, Table Tennis, and PlayStation5.
• Recognition & Rewards: Earn points through our colleague-to-colleague recognition program, redeemable for hotels, gift cards, charity donations, and more.
• Snacks & Refreshments: Stay energised with daily snacks, tea, and coffee provided.
• CSR Days: Contribute to social responsibility with 2 CSR days annually – take time off to volunteer.
• Equal Opportunity Employer: Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race, color, religion, sex, national origin, disability, veteran status, or any other status protected under local laws.

The successful candidate must, by the start of the employment, have permission to work in the country they are applying. 

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application