SOX Analyst

Job Description:

AssetMark is a leading strategic provider of innovative investment and consulting solutions serving independent financial advisors. We provide investment, relationship and practice management solutions that advisors use in helping clients achieve wealth, independence and purpose.

The Job/What You'll Do:

AssetMark is looking for a motivated, confident, and highly organized professional to join our Finance team as a SOX Analyst. The ideal candidate will have a basic understanding of and experience with various aspects of SOX and internal controls and the ability to understand the impact of financial information systems in a high-growth environment. You will have the opportunity to work closely with process and control owners to ensure that Internal Controls Over Financial Reporting (ICFR) are appropriately designed and operating effectively, that SOX-compliant control documentation is maintained, and that any BP ICFR deficiencies are assessed for severity and remediated, as needed. This position reports to the SOX Director.

We can consider candidates for this position who are able to accommodate a hybrid work schedule and are close to our office locations in either Concord, CA, Phoenix, AZ, or, Encino, CA.

Responsibilities:

• Support the SOX Director with design , documentation and testing of the Company's internal controls over financial reporting to ensure compliance with COSO standards and appropriate coverage of the SOX Program
• Communicate information with the SOX Director, transferring knowledge and providing examples of high-quality documentation, as appropriate
• Develop and maintain close working relationships with the management teams of all major functional areas as well as external auditor, ensuring a deep understanding of key risks and processes of the organization
• Coordinate with each process and control owners on all SOX-related activities, including walkthroughs, testing and remediation activities
• Assist the SOX Director in performing assessments of the SOX impact of new initiatives, including system implementations/updates, new accounting standards and various special projects

Knowledge, Skills and Abilities:

• Highly organized and motivated
• Strong verbal and written communication skills
• Ability to prioritize multiple tasks in a deadline-driven, dynamic environment
• Understanding of common SaaS applications supporting financial business processes (e.g., NetSuite, Salesforce)

Education & Experience:

• BA/BS in Accounting, Finance, Management Information Systems, Business, or other relevant degree
• 1-3+ years relevant work experience in SOX compliance, internal or external audit
• CPA/CIA or a willingness to pursue professional qualification
• Big 4 experience is a plus

Compensation: The Base Salary range for this position is between $70,000 - $85,000.

This information reflects a base salary range that AssetMark reasonably expects to pay for the position based on a number of factors which may include job-related knowledge, skills, education, experience, and actual work location. This position will also be eligible for additional variable incentive compensation and competitive benefits.

Candidates must be legally authorized to work in the US to be considered. We are unable to provide visa sponsorship for this position.

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Who We Are & What We Offer:

AssetMark's mission is centered around helping financial advisors make a difference in the lives of their clients. To help them do that, we aim to provide advisors with holistic support. We offer compelling technology that facilitates a better client experience, consulting services that ensure advisors' businesses are running at their best and a comprehensive suite of investment solutions. AssetMark's platform empowers advisors to provide the highest level of service possible to their clients.

AssetMark's culture is driven by our mission and connected by our values; Heart, Integrity, Excellence and Respect. You will join a team that lives these values every day by doing the best and what is right in all we do and encouraging different ideas for continual success and innovation. Additionally, we offer a wide range of benefits to meet the needs of our team members and their families.

• Flex Time Off or Paid Time/Sick Time Off
• 401K - 6% Employer Match
• Medical, Dental, Vision - HDHP or PPO
• HSA - Employer contribution (HDHP only)
• Volunteer Time Off
• Career Development / Recognition
• Fitness Reimbursement
• Hybrid Work Schedule

As an Equal Opportunity Employer, AssetMark is committed to building a diverse and inclusive workplace where everyone feels valued.